SHLD Global X - Defense Tech ETF

Insider trading

Open-market buys and sells by SHLD officers and directors.

Bought

—

0 trades

Sold

$17.8m

34 trades

• Berkowitz Bruce Rsold
  10 percent owner·90,500 @ $0.42·$38k·Oct 10, 2018·filing
• Berkowitz Bruce Rsold
  10 percent owner·46,900 @ $0.42·$20k·Oct 10, 2018·filing
• Berkowitz Bruce Rsold
  10 percent owner·19,500 @ $0.59·$12k·Oct 9, 2018·filing
• Berkowitz Bruce Rsold
  10 percent owner·10,100 @ $0.59·$6k·Oct 9, 2018·filing
• Berkowitz Bruce Rsold
  10 percent owner·24,400 @ $0.61·$15k·Oct 8, 2018·filing
• Berkowitz Bruce Rsold
  10 percent owner·12,700 @ $0.61·$8k·Oct 8, 2018·filing
• Berkowitz Bruce Rsold
  10 percent owner·49,400 @ $0.65·$32k·Oct 5, 2018·filing
• Berkowitz Bruce Rsold
  10 percent owner·25,700 @ $0.65·$17k·Oct 5, 2018·filing

64 further Form 4 entries are share awards, option exercises or shares withheld for tax. Those are compensation, not trades, so they are excluded above. Buying is the stronger signal: an insider spends their own money for one reason. Selling has many innocent explanations — tax, diversifying, a house — so it says far less than it appears to. Via SEC filings.